Sequences
and Series数列与级数
Sequences and series turn the function machine on the integers: each input is a position $n$, each output is a term $a_n$, and "summing the first $n$ terms" promotes the sequence to a series. This unit covers vocabulary (terms, recursive vs explicit definitions), arithmetic sequences and their finite sums, geometric sequences and their finite sums, the special infinite-geometric case that converges when $|r| < 1$, and sigma notation as the compact summation language. We make the exp-function-to-geometric-sequence connection explicit (the BC PC12 curriculum names it). The unit feeds into Exponential and Logarithmic Functions (exponential growth seen as a geometric sequence), AP Calc BC Unit 10 (series), and IB Math HL A1 (sequences and series) and E6 (Maclaurin series).数列(sequence)与级数(series)把函数机器架到了整数上:每个输入是位置 $n$,每个输出是一个项(term)$a_n$,"求前 $n$ 项之和"即把数列升级为级数。本单元涵盖基础术语(项、递推与通项两种定义)、等差数列及其有限和、等比数列及其有限和、当 $|r| < 1$ 时收敛的特殊无穷等比情形,以及作为紧凑求和语言的西格玛符号。我们会明确指出"指数函数 $\leftrightarrow$ 等比数列"的连接(BC PC12 课纲点名了这层关系)。本单元向上衔接指数与对数函数(指数增长视为等比数列)、AP Calc BC Unit 10(级数)、以及 IB Math HL A1(数列与级数)和 E6(麦克劳林级数)。
How to use this guide如何使用本指南
Sequences and series land in two waves across every curriculum we map to: the arithmetic wave at Grade 10 (FMP&PC10 in BC, the linear-relations groundwork in Ontario, intro Algebra 1 in the US), then the geometric wave one or two years later (PC12 in BC, MCR3U strand C in Ontario, US Algebra 2 / Pre-Calc). The table below tells you which sections are on your syllabus right now, citing the curriculum document we checked it against.数列与级数在我们对照的所有大纲中都以两波形式登场:先是 10 年级的等差波(BC 的 FMP&PC10、安大略的线性关系铺垫、美国的 Algebra 1 入门),随后再过一两年是等比波(BC 的 PC12、安大略的 MCR3U 单元 C、美国的 Algebra 2 / Pre-Calc)。下表标明哪些小节正在你当前的大纲范围内,并标注我们核对所依据的课程文档。
| If you are in…所在大纲… | Focus on these sections重点小节 | Defer / skip可延后 / 跳过 | Source出处 |
|---|---|---|---|
| 🇨🇦 ON Grade 10 , MPM2D安省 10 年级 , MPM2D | §1 (vocabulary), §2 (arithmetic sequences, framed as discrete linear functions)§1(术语)、§2(等差数列,视为离散线性函数) | §4-7 (geometric, infinite, sigma) are MCR3U / MHF4U work; the dedicated discrete-functions strand is Grade 11§4-7(等比、无穷、西格玛)属 MCR3U / MHF4U 范畴;离散函数专题在 11 年级才正式开设 | math_grades_9-10_extract.md , MPM2D Analytic Geometry and Linear Systems strands (arithmetic-as-linear groundwork), MPM2D 解析几何与线性方程组单元(等差即线性的铺垫) |
| 🇨🇦 ON Grade 11 , MCR3U安省 11 年级 , MCR3U | Full review §1-7. MCR3U strand C Discrete Functions is the dedicated home for arithmetic and geometric sequences and series, plus the simple/compound-interest connection全面复习 §1-7。MCR3U 单元 C离散函数是等差与等比数列、级数以及单利 / 复利联系的专属归属 | Nothing , lean on §2-5 since MCR3U expectation C2.2 names $t_n = a + (n-1) d$ and the geometric analogue verbatim无 , 重点放在 §2-5,因为 MCR3U 期望 C2.2 已逐字给出 $t_n = a + (n-1) d$ 及其等比类比 | math_grades_11-12_extract.md , MCR3U strand C Discrete Functions; C1.1, C2.2, C3.1, MCR3U 单元 C离散函数;C1.1、C2.2、C3.1 |
| 🇨🇦 BC Grade 10 , FMP&PC10BC 10 年级 , FMP&PC10 | §1, §2, §3 (BC PC10 names extension: exploring arithmetic series as a content elaboration)§1、§2、§3(BC PC10 将扩展:探究等差级数列为内容细化项) | §4-7 (geometric, infinite, sigma) are PC12 territory in BC§4-7(等比、无穷、西格玛)在 BC 属 PC12 范畴 | fmpc10_elab_extract.md , Content arithmetic sequences: common difference, first term, general term; connecting to linear relations; extension arithmetic series, 内容等差数列:公差、首项、通项;与线性关系连接;扩展为等差级数 |
| 🇨🇦 BC Grade 12 , Pre-Calc 12BC 12 年级 , Pre-Calc 12 | §4, §5, §6, §7. PC12 is the dedicated geometric home: common ratio, first term, general term, geometric sequences connecting to exponential functions, infinite geometric series, sigma notation§4、§5、§6、§7。PC12 是等比内容的专属归属:公比、首项、通项、等比数列与指数函数的连接、无穷等比级数、西格玛符号 | Light review of §1-3 if arithmetic feels distant from PC10若距离 PC10 较久,可简要复习 §1-3 | pc12_elab_extract.md , Content geometric sequences and series; Curricular Competency exponential functions to geometric sequences, 内容等比数列与级数;课程能力指数函数与等比数列 |
| 🇺🇸 US Algebra 1 (Grade 8-9)美国 Algebra 1(8-9 年级) | §1 (sequences as functions), §2 (arithmetic sequences both recursive and explicit, per HSF-BF.A.2)§1(数列作为函数)、§2(按 HSF-BF.A.2,等差数列的递推与通项两种形式) |
§5-7 are typically Algebra 2 / Pre-Calc; §7 (sigma) carries an Honors flag at Alg 1§5-7 通常属 Algebra 2 / Pre-Calc;§7(西格玛)在 Alg 1 标记为荣誉级 | ccssm_hs_math_extract.md , HSF-IF.A.3, HSF-BF.A.2, HSF-LE.A.2, HSF-IF.A.3、HSF-BF.A.2、HSF-LE.A.2 |
| 🇺🇸 US Algebra 2 (Grade 10-11)美国 Algebra 2(10-11 年级) | §4 (geometric sequences), §5 (finite geometric series, the HSA-SSE.B.4 derivation), §7 (sigma notation); review §1-3 quickly§4(等比数列)、§5(有限等比级数,HSA-SSE.B.4 推导)、§7(西格玛符号);快速复习 §1-3 |
§6 (infinite convergence) is honors at Alg 2 in most US scope-and-sequences; mainstream Alg 2 stops at finite sums§6(无穷收敛)在大多数美国 Alg 2 大纲中属荣誉级;主流 Alg 2 止步于有限和 | ccssm_hs_math_extract.md , HSA-SSE.B.4 (finite geometric series derivation), HSF-BF.A.2, HSF-LE.A.2, HSA-SSE.B.4(有限等比级数推导)、HSF-BF.A.2、HSF-LE.A.2 |
| 🇺🇸 US Pre-Calc美国 Pre-Calc | Full §1-7 with depth on §6 (infinite convergence, the $|r| < 1$ test) and §7 (sigma manipulation). Be fluent at translating between recursive and explicit forms完整覆盖 §1-7,重点放在 §6(无穷收敛、$|r| < 1$ 判别)与 §7(西格玛运算)。熟练在递推与通项之间互译 | Nothing , this is the dedicated US home for the full unit无 , 这是本单元在美国课程中的专属归属 | ccssm_hs_math_extract.md , HSA-SSE.B.4, HSF-BF.A.2, HSF-IF.A.3; aligns with US Pre-Calc framework's Sequences and Series topic, HSA-SSE.B.4、HSF-BF.A.2、HSF-IF.A.3;与美国 Pre-Calc 框架数列与级数主题一致 |
| 🇺🇸 AP-feeder (Calc BC bound)AP 衔接(备考 Calc BC) | All sections, with extra weight on §6 (the $|r| < 1$ convergence test prefigures the geometric-series test in AP Calc BC Unit 10) and §7 (sigma is the language of every series test you'll meet)全部小节,对 §6 加倍重视($|r| < 1$ 收敛判别预示 AP Calc BC Unit 10 的等比级数判别)和 §7(西格玛是所有级数判别的通用语言) | Nothing , complete this unit, then move into AP Calc BC Unit 10 (sequences and series) and IB Math HL E6 (Maclaurin series feeders)无 , 完成本单元后即可进入 AP Calc BC Unit 10(数列与级数)与 IB Math HL E6(麦克劳林级数衔接) | See What this feeds into for the AP Calc BC and IB Math HL cross-references详见本单元的去向中的 AP Calc BC 与 IB Math HL 交叉引用 |
Once located, use the two cards below for the working speed on the recommended sections.定位完毕后,按推荐小节,用下方两张卡片设定阅读节奏。
Memorise six formulas: arithmetic $n$-th term $a_n = a_1 + (n-1)d$; arithmetic sum $S_n = \tfrac{n}{2}(a_1 + a_n)$; geometric $n$-th term $a_n = a_1 r^{n-1}$; geometric finite sum $S_n = a_1 (1 - r^n)/(1 - r)$ for $r \ne 1$; infinite geometric $S_\infty = a_1/(1 - r)$ for $|r| < 1$; sigma $\sum_{k=m}^{n} f(k)$. Read the cram-cheat at the top of every section in your row.背熟六条公式:等差通项 $a_n = a_1 + (n-1)d$;等差求和 $S_n = \tfrac{n}{2}(a_1 + a_n)$;等比通项 $a_n = a_1 r^{n-1}$;等比有限和 $S_n = a_1 (1 - r^n)/(1 - r)$($r \ne 1$);无穷等比 $S_\infty = a_1/(1 - r)$($|r| < 1$);西格玛 $\sum_{k=m}^{n} f(k)$。在对应大纲行的每个小节顶端阅读"突击速记"。
State the type (arithmetic vs geometric) and parameters $(a_1, d)$ or $(a_1, r)$ before writing any formula. Distinguish "the $n$-th term" from "the sum of the first $n$ terms." For infinite geometric, write $|r| < 1$ before applying $S_\infty$. Practise sigma cold: pull constants out, split sums, re-index. Sigma fluency carries forward verbatim into AP Calc BC and IB Math HL E6.动笔前先声明类型(等差还是等比)和参数 $(a_1, d)$ 或 $(a_1, r)$。区分"第 $n$ 项"与"前 $n$ 项之和"。无穷等比要先写出 $|r| < 1$ 再套 $S_\infty$。冷启动练习西格玛:常数提取、求和分裂、改写索引。西格玛的熟练度会原样延伸至 AP Calc BC 与 IB Math HL E6。
Sequences Vocabulary数列基础术语
HSF-IF.A.3: "sequences are functions, sometimes defined recursively, whose domain is a subset of the integers."输入是位置 $n = 1, 2, 3, \dots$;输出是项 $a_n$。CCSSM HSF-IF.A.3:"数列是定义域为整数子集的函数,有时以递推方式定义。"
- Term.项。 A single output $a_n$; the subscript is the position, the value is the term.单个输出 $a_n$;下标是位置,数值是项。
- Explicit definition.通项公式定义。 A formula in $n$, e.g. $a_n = 2 n + 1$ gives $3, 5, 7, 9, \dots$ Plug in, read out.关于 $n$ 的公式,例如 $a_n = 2 n + 1$ 给出 $3, 5, 7, 9, \dots$ 代入即得。
- Recursive definition.递推公式定义。 A seed plus a rule, e.g. $a_1 = 3$, $a_{n+1} = a_n + 2$. Same sequence as above. Need both pieces or the sequence isn't pinned down.初值加递推规则,例如 $a_1 = 3$、$a_{n+1} = a_n + 2$。这与上式是同一数列。缺一不可,否则数列无法被唯一确定。
- Finite vs infinite.有限与无穷。 Finite: domain $\{1, \dots, N\}$. Infinite: all of $\mathbb{N}$.有限:定义域 $\{1, \dots, N\}$。无穷:整个 $\mathbb{N}$。
HSF-BF.A.2 asks for translation between recursive and explicit. Arithmetic and geometric are the two families where the translation is mechanical.HSF-BF.A.2 要求在递推与通项两种形式间互译。等差与等比是两类可机械互译的数列。A sequence is defined by $a_1 = 7$ and $a_{n+1} = a_n + 4$. Write the first five terms and find an explicit formula.数列由 $a_1 = 7$ 与 $a_{n+1} = a_n + 4$ 定义。写出前 5 项,并求通项公式。
Terms.列项。 $a_1 = 7, a_2 = 11, a_3 = 15, a_4 = 19, a_5 = 23$ (add $4$ each step).$a_1 = 7, a_2 = 11, a_3 = 15, a_4 = 19, a_5 = 23$(每步加 $4$)。
Spot the pattern.看规律。 After $n - 1$ steps from $a_1$ we have added $4(n - 1)$, so $a_n = 7 + 4(n - 1) = 4 n + 3$.自 $a_1$ 走 $n - 1$ 步累加 $4(n - 1)$,所以 $a_n = 7 + 4(n - 1) = 4 n + 3$。
Sanity check.合理性核验。 $a_1 = 7$, $a_5 = 23$ , match.$a_1 = 7$、$a_5 = 23$ , 对得上。
Evaluate.评注。 The explicit form reads any term in one substitution ($a_{100} = 403$); the recursive form needs $99$ additions. For arithmetic sequences, always translate to explicit before computing far-out terms.通项公式一步代入就能读出任一项($a_{100} = 403$);递推形式需累加 $99$ 次。等差数列若要算远项,请先化为通项。
Going deeper · Why "sequence" is just function-language on the integers深入 · 为何"数列"只是整数上的函数语言
A function $f : A \to B$ assigns to each input in $A$ a single output in $B$. A sequence $(a_n)_{n \ge 1}$ does exactly this with $A = \mathbb{N}$ and $B = \mathbb{R}$; the subscript $a_n$ is shorthand for $a(n)$. Everything you know about function notation carries over: domain, range, equality, composition. The recursive-vs-explicit dichotomy is the same as the difference between an iteration $x_{n+1} = g(x_n)$ and a closed-form $x_n = h(n)$ , iterations are easy to define from a rule, closed forms are easy to evaluate. CCSSM HSF-BF.A.2 asks for fluency both directions on the two families where the closed form is mechanical.函数 $f : A \to B$ 把 $A$ 中的每个输入唯一对应到 $B$ 中的输出。数列 $(a_n)_{n \ge 1}$ 正是取 $A = \mathbb{N}$、$B = \mathbb{R}$ 的特例;下标 $a_n$ 是 $a(n)$ 的简写。函数那一套(定义域、值域、相等、复合)全部继承下来。递推与通项之分,就是迭代 $x_{n+1} = g(x_n)$ 与闭式 $x_n = h(n)$ 之分 , 迭代易由规则写出,闭式易于求值。CCSSM HSF-BF.A.2 要求在两类闭式可机械写出的家族中熟练双向转换。
Arithmetic Sequences等差数列 🇨🇦 BC PC10 · 🇨🇦 ON MCR3U · 🇺🇸 US Alg 1
- Recursive:递推: $a_1$ given, $a_{n+1} = a_n + d$.给定 $a_1$,$a_{n+1} = a_n + d$。
- Explicit:通项: $a_n = a_1 + (n - 1) d$. Ontario MCR3U C2.2 writes this as $t_n = a + (n - 1) d$.$a_n = a_1 + (n - 1) d$。安大略 MCR3U C2.2 写作 $t_n = a + (n - 1) d$。
- Direction:单调性: $d > 0$ increasing, $d < 0$ decreasing, $d = 0$ constant.$d > 0$ 递增,$d < 0$ 递减,$d = 0$ 常数。
$a_1$ is the first term; $d$ is the common difference; $n \ge 1$.$a_1$ 为首项;$d$ 为公差;$n \ge 1$。
An arithmetic sequence has $a_1 = -3$ and $d = 5$. (a) Find $a_{20}$. (b) Which term equals $97$?等差数列首项 $a_1 = -3$、公差 $d = 5$。(a) 求 $a_{20}$。(b) 第几项等于 $97$?
(a) Twentieth term:(a) 第二十项: $a_{20} = -3 + 19 \cdot 5 = 92$.
(b) Position from value.(b) 由值求位置。 Solve $97 = -3 + (n - 1) \cdot 5$: $100 = 5(n - 1)$, so $n = 21$.解 $97 = -3 + (n - 1) \cdot 5$:$100 = 5(n - 1)$,得 $n = 21$。
Evaluate.评注。 Cross-check: $a_{21} = a_{20} + d = 92 + 5 = 97$. Confirmed.核验:$a_{21} = a_{20} + d = 92 + 5 = 97$。一致。
Going deeper · Arithmetic-as-linear, geometrically深入 · 等差即线性的几何图像
Plot $(n, a_n)$ for $n = 1, 2, 3, \dots$. Because $a_{n+1} - a_n = d$ is constant, the dots lie on a line of slope $d$; the continuous extension is $f(x) = d x + (a_1 - d)$. Ontario MCR3U C1.1 names this explicitly ("arithmetic sequences correspond to discrete linear functions"); BC FMP&PC10 names the same picture as "connecting arithmetic sequences to linear relations." Whichever curriculum you sit inside, the two ideas are the same idea wearing different vocabulary.对 $n = 1, 2, 3, \dots$ 描点 $(n, a_n)$。因为 $a_{n+1} - a_n = d$ 恒定,所有点位于斜率为 $d$ 的直线上;其连续延拓为 $f(x) = d x + (a_1 - d)$。安大略 MCR3U C1.1 明确指出:"等差数列对应离散线性函数";BC FMP&PC10 描述为"将等差数列与线性关系联系起来"。无论你身处哪一大纲,这两种说法是同一概念的不同表达。
Arithmetic Series等差级数
- Average-times-count form:"平均数乘项数"形式: $S_n = \tfrac{n}{2}(a_1 + a_n)$. Read as "$n$ terms each averaging the midpoint of first and last."$S_n = \tfrac{n}{2}(a_1 + a_n)$。可读作"$n$ 项,每项等于首末项的平均数"。
- Parameter form:参数形式: $S_n = \tfrac{n}{2}(2 a_1 + (n - 1) d)$. Same formula with $a_n$ expanded out.$S_n = \tfrac{n}{2}(2 a_1 + (n - 1) d)$。把 $a_n$ 展开后的同一个公式。
Both are exact for any arithmetic sequence with first term $a_1$, common difference $d$, and $n \ge 1$.两式对任意首项为 $a_1$、公差为 $d$、$n \ge 1$ 的等差数列均成立。
Find the sum of the first $50$ terms of the arithmetic sequence $4, 7, 10, 13, \dots$求等差数列 $4, 7, 10, 13, \dots$ 前 $50$ 项之和。
Identify.辨识。 $a_1 = 4$, $d = 3$, $n = 50$. Compute $a_{50} = 4 + 49 \cdot 3 = 151$.$a_1 = 4$、$d = 3$、$n = 50$。先求 $a_{50} = 4 + 49 \cdot 3 = 151$。
Average-times-count form:"平均乘项数"式: $S_{50} = \tfrac{50}{2}(4 + 151) = 25 \cdot 155 = 3875$.
Cross-check (parameter form):交叉核验(参数式): $S_{50} = \tfrac{50}{2}(2 \cdot 4 + 49 \cdot 3) = 25 \cdot 155 = 3875$. Same answer either way.$S_{50} = \tfrac{50}{2}(2 \cdot 4 + 49 \cdot 3) = 25 \cdot 155 = 3875$。两式同值。
Evaluate.评注。 When you have $a_n$ in hand, use the first form; when you have $d$, use the second.手上有 $a_n$ 用第一式;有 $d$ 用第二式。
Going deeper · Gauss's pairing argument for the arithmetic sum深入 · 高斯配对法推导等差求和
Write the sum forwards and backwards, then add columnwise:把求和正序与逆序写出,再按列相加:
$$ S_n = a_1 + a_2 + \dots + a_n, \qquad S_n = a_n + a_{n-1} + \dots + a_1. $$For arithmetic sequences each "balanced" pair sums to the same value: $a_k + a_{n-k+1} = 2 a_1 + (n - 1) d = a_1 + a_n$. So adding the two lines gives $n$ copies of $a_1 + a_n$:对等差数列而言,每一组"对称"配对之和相同:$a_k + a_{n-k+1} = 2 a_1 + (n - 1) d = a_1 + a_n$。两行相加便得 $n$ 个 $a_1 + a_n$:
$$ 2 S_n = n (a_1 + a_n) \;\Longrightarrow\; S_n = \tfrac{n}{2}(a_1 + a_n). $$The apocryphal story: young Gauss summed $1 + 2 + \dots + 100$ by spotting that $1 + 100 = 2 + 99 = \dots = 101$, with $50$ pairs, giving $5050$.流传的轶事:少年高斯察觉 $1 + 100 = 2 + 99 = \dots = 101$,凑出 $50$ 对,得 $5050$,从而瞬间算出 $1 + 2 + \dots + 100$。
Geometric Sequences等比数列 🇨🇦 BC PC12 · 🇨🇦 ON MCR3U · 🇺🇸 US Alg 2+
HSF-BF.A.2 and HSF-LE.A.2. The BC PC12 Curricular Competency names the connection ("exponential functions to geometric sequences") that we develop in the going-deeper below.各大纲中等比数列均在等差之后才出现。BC PC12 把它列为独立内容主题(等比数列与级数);安大略放在 MCR3U C 链;CCSSM 通过 HSF-BF.A.2 与 HSF-LE.A.2 覆盖。BC PC12 的"课程胜任力"明点出"指数函数与等比数列"的关联,下文"深入"部分会展开。
- Recursive:递推: $a_1$ given, $a_{n+1} = r \cdot a_n$.给定 $a_1$,$a_{n+1} = r \cdot a_n$。
- Explicit:通项: $a_n = a_1 \cdot r^{n - 1}$.$a_n = a_1 \cdot r^{n - 1}$。
- Find $r$:求 $r$: $r = a_{n+1}/a_n$ for any consecutive pair (constant iff geometric).$r = a_{n+1}/a_n$ 对任意相邻两项均成立(恒定当且仅当为等比)。
- Behaviour:单调性: $r > 1$ growth, $0 < r < 1$ decay, $r = 1$ constant, $r < 0$ alternates.$r > 1$ 递增,$0 < r < 1$ 衰减,$r = 1$ 常数,$r < 0$ 交替正负。
$a_1$ is the first term; $r$ is the common ratio; $n \ge 1$.$a_1$ 为首项;$r$ 为公比;$n \ge 1$。
A geometric sequence begins $3, 6, 12, 24, \dots$ (a) Find $r$. (b) Find $a_{10}$ and the explicit formula.等比数列首段为 $3, 6, 12, 24, \dots$ (a) 求 $r$。(b) 求 $a_{10}$ 与通项公式。
(a) Common ratio.(a) 公比。 $6/3 = 12/6 = 24/12 = 2$. Constant ratio confirmed, so $r = 2$.$6/3 = 12/6 = 24/12 = 2$。比值恒定,故 $r = 2$。
(b) Tenth term and formula.(b) 第十项与通项公式。 $a_{10} = 3 \cdot 2^{9} = 1536$, and $a_n = 3 \cdot 2^{n - 1}$ , an exponential with base $2$ restricted to integers.$a_{10} = 3 \cdot 2^{9} = 1536$,通项 $a_n = 3 \cdot 2^{n - 1}$ , 即限制在整数上、以 $2$ 为底的指数函数。
Evaluate.评注。 Geometric sequences double, triple, halve at every step , the per-step multiplier is the base of the corresponding continuous exponential.等比数列每步翻倍、三倍或减半 , 每步的乘数就是对应连续指数函数的底数。
Going deeper · The geometric ↔ exponential connection (BC PC12 names this explicitly)深入 · 等比 ↔ 指数的关联(BC PC12 明确点名)
BC PC12's Connecting and reflecting Curricular Competency reads: "examine the structure of and connections between mathematical ideas (e.g., exponential functions to geometric sequences)." Start from a continuous exponential $f(x) = A \cdot b^{x}$ and sample at integer inputs:BC PC12 的"联系与反思"课程胜任力写道:"考察数学思想的结构与联系(例如指数函数与等比数列)。"自连续指数函数 $f(x) = A \cdot b^{x}$ 出发,仅在整数输入处取样:
$$ f(0) = A, \quad f(1) = A b, \quad f(2) = A b^{2}, \quad \dots, \quad f(n) = A b^{n}. $$That is a geometric sequence with first term $A$ and common ratio $b$; re-indexing to start at $n = 1$ gives $a_n = A \cdot b^{n - 1}$. Conversely, every geometric sequence $a_n = a_1 r^{n - 1}$ is a sample of the exponential $f(x) = (a_1 / r) \cdot r^{x}$. The per-step multiplier $r$ is the exponential base.这是首项 $A$、公比 $b$ 的等比数列;重置索引从 $n = 1$ 起便得 $a_n = A \cdot b^{n - 1}$。反过来,任一等比数列 $a_n = a_1 r^{n - 1}$ 都是指数函数 $f(x) = (a_1 / r) \cdot r^{x}$ 的取样。每步的乘数 $r$ 就是指数底数。
This is why compound interest (Ontario MCR3U C3.1) sits naturally in the discrete-functions strand: principal $P$ grows by factor $(1 + r)$ per compounding period, a geometric sequence in the period number and an exponential in continuous time. The same picture re-appears in Unit 5 and in IB Math HL B1.这正是为何复利(安大略 MCR3U C3.1)自然落入"离散函数"链:本金 $P$ 每个计息周期乘以 $(1 + r)$,按周期编号看是等比数列,按连续时间看是指数函数。此图象在第 5 单元及 IB Math HL B1 再次出现。
Geometric Series (Finite)等比级数(有限)
- $|r| < 1$: $r^{n} \to 0$, so $S_n \to a_1/(1 - r)$ as $n$ grows. (See §6.)$r^{n} \to 0$,故 $n$ 增大时 $S_n \to a_1/(1 - r)$。(见 §6。)
- $|r| > 1$: $r^{n}$ blows up, so $S_n$ grows without bound.$r^{n}$ 发散,$S_n$ 无界增长。
- $r = -1$: partial sums oscillate between $a_1$ and $0$.部分和在 $a_1$ 与 $0$ 之间振荡。
Find $S_{10}$ for the geometric sequence $5, 10, 20, 40, \dots$求等比数列 $5, 10, 20, 40, \dots$ 的 $S_{10}$。
Identify.辨识。 $a_1 = 5$, $r = 2$, $n = 10$. Since $r \ne 1$, the formula applies.$a_1 = 5$、$r = 2$、$n = 10$。$r \ne 1$,公式适用。
$$ S_{10} \;=\; 5 \cdot \frac{1 - 2^{10}}{1 - 2} \;=\; 5 \cdot \frac{-1023}{-1} \;=\; 5115. $$Cross-check with the $r > 1$ rearrangement: $5 \cdot (2^{10} - 1)/(2 - 1) = 5 \cdot 1023 = 5115$. Same.用 $r > 1$ 形式核验:$5 \cdot (2^{10} - 1)/(2 - 1) = 5 \cdot 1023 = 5115$。一致。
Evaluate.评注。 When $r > 1$, $(r^{n} - 1)/(r - 1)$ saves a sign juggle.$r > 1$ 时 $(r^{n} - 1)/(r - 1)$ 省去符号翻转。
Going deeper · Deriving the finite-sum formula (the HSA-SSE.B.4 derivation)深入 · 推导有限求和公式(HSA-SSE.B.4 所要求的推导)
The "shift, subtract, factor" trick. Write"错位相减"技巧。写出
$$ S_n = a_1 + a_1 r + \dots + a_1 r^{n - 1}, \qquad r S_n = a_1 r + a_1 r^{2} + \dots + a_1 r^{n}. $$Subtract: every term in $r S_n$ matches a term in $S_n$ shifted by one, so only the first term of $S_n$ and the last of $r S_n$ survive:相减:$r S_n$ 中每一项都与 $S_n$ 错位一项后对应,仅剩 $S_n$ 的首项与 $r S_n$ 的末项:
$$ (1 - r) S_n = a_1 - a_1 r^{n} \;\Longrightarrow\; S_n = a_1 \cdot \frac{1 - r^{n}}{1 - r} \;(r \ne 1). $$This is the derivation HSA-SSE.B.4 asks for. The argument works for any $r \ne 1$. The infinite series in §6 is this formula's limit as $n \to \infty$ , well-defined only when $r^{n} \to 0$, i.e. $|r| < 1$.这正是 HSA-SSE.B.4 要求的推导。对任意 $r \ne 1$ 都成立。§6 中的无穷级数即此式 $n \to \infty$ 的极限 , 仅当 $r^{n} \to 0$(即 $|r| < 1$)时该极限有定义。
Infinite Geometric Series and Convergence无穷等比级数与收敛 Honors (US Alg 2) 🇨🇦 BC PC12 core
HSA-SSE.B.4); the infinite case is honors at US Alg 2 and standard at US Pre-Calc. The convergence test below ($|r| < 1$) is the prototype for every series test you will meet in AP Calc BC Unit 10 and IB Math HL E6.BC PC12 明确点出无穷等比级数。CCSSM 在有限等比处止步(HSA-SSE.B.4);无穷情形在美国 Alg 2 为荣誉级,至 Pre-Calc 才进入主流。下方收敛判别($|r| < 1$)是 AP Calc BC Unit 10 与 IB Math HL E6 一切级数判别法的原型。
- $|r| < 1$: $r^{n} \to 0$, so $S_n \to a_1/(1 - r)$. The series converges.$r^{n} \to 0$,故 $S_n \to a_1/(1 - r)$。级数收敛。
- $|r| \ge 1$ (and $a_1 \ne 0$):(且 $a_1 \ne 0$): $r^{n}$ doesn't go to zero, so $S_n$ doesn't approach a finite limit. Diverges.$r^{n}$ 不趋于零,$S_n$ 无有限极限。发散。
Diverges (no finite sum) when $|r| \ge 1$.$|r| \ge 1$ 时发散(无有限和)。
Express $0.\overline{27} = 0.272727\dots$ as a fraction by writing it as an infinite geometric series.把 $0.\overline{27} = 0.272727\dots$ 写成无穷等比级数,再化为分数。
Set up.建立。 $0.\overline{27} = 0.27 + 0.0027 + 0.000027 + \dots = \frac{27}{100} + \frac{27}{100^{2}} + \frac{27}{100^{3}} + \dots$ Geometric with $a_1 = 27/100$, $r = 1/100$; $|r| < 1$ so it converges.$0.\overline{27} = 0.27 + 0.0027 + 0.000027 + \dots = \frac{27}{100} + \frac{27}{100^{2}} + \frac{27}{100^{3}} + \dots$。这是 $a_1 = 27/100$、$r = 1/100$ 的等比级数;$|r| < 1$,收敛。
$$ S_\infty \;=\; \frac{27/100}{1 - 1/100} \;=\; \frac{27/100}{99/100} \;=\; \frac{27}{99} \;=\; \frac{3}{11}. $$Evaluate.评注。 So $0.\overline{27} = 3/11$ (check: $3/11 = 0.272727\dots$). Every repeating decimal converts to a fraction by exactly this argument , the standard "repeating decimals are rational" theorem.故 $0.\overline{27} = 3/11$(核验:$3/11 = 0.272727\dots$)。任意循环小数均可由此法化为分数 , 这就是经典的"循环小数为有理数"定理。
Going deeper · What "$|r| < 1$" really buys you深入 · "$|r| < 1$"究竟换来什么
The finite-sum formula $S_n = a_1 (1 - r^n)/(1 - r)$ works for any $r \ne 1$. The infinite-sum $S_\infty = a_1/(1 - r)$ is a limit: the number $S_n$ approaches as $n \to \infty$. Whether it exists depends on $r^n$.有限求和公式 $S_n = a_1 (1 - r^n)/(1 - r)$ 对任意 $r \ne 1$ 都成立。无穷和 $S_\infty = a_1/(1 - r)$ 则是极限:$n \to \infty$ 时 $S_n$ 趋近的值。是否存在取决于 $r^n$。
- $|r| < 1$: $r^{n} \to 0$, so $S_n \to a_1 / (1 - r)$. Converges.$|r| < 1$:$r^{n} \to 0$,故 $S_n \to a_1 / (1 - r)$。收敛。
- $r = 1$: partial sums $a_1, 2 a_1, 3 a_1, \dots$ unbounded. Diverges.$r = 1$:部分和 $a_1, 2 a_1, 3 a_1, \dots$ 无界。发散。
- $r = -1$: partial sums oscillate $a_1, 0, a_1, 0, \dots$ Diverges.$r = -1$:部分和振荡 $a_1, 0, a_1, 0, \dots$。发散。
- $|r| > 1$: $|r|^{n}$ grows without bound; $S_n$ grows in magnitude. Diverges.$|r| > 1$:$|r|^{n}$ 无界增长;$S_n$ 模长发散。发散。
This is the simplest non-trivial convergence test. It re-appears as the first named test in AP Calc BC Unit 10 and as the prototype for the ratio test. The Maclaurin series of $1/(1 - x)$ in IB Math HL E6 is literally an infinite geometric series with $a_1 = 1$, $r = x$ , valid for $|x| < 1$ by exactly this argument.这是最简单的非平凡收敛判别。它在 AP Calc BC Unit 10 作为第一个命名判别法再次登场,也是比值判别法的原型。IB Math HL E6 中 $1/(1 - x)$ 的麦克劳林级数就是 $a_1 = 1$、$r = x$ 的无穷等比 , 其 $|x| < 1$ 收敛域恰由此论证。
Sigma Notation西格玛符号 Honors (US Alg 1) 🇨🇦 BC PC12 core
- Constant out:常数提取: $\sum c f(k) = c \sum f(k)$.
- Sum splits:求和分裂: $\sum (f(k) + g(k)) = \sum f(k) + \sum g(k)$.
- Re-index:改写索引: $\sum_{k=m}^{n} f(k) = \sum_{j=0}^{n-m} f(j+m)$.
(a) Write $4 + 7 + 10 + 13 + 16 + 19$ in sigma notation. (b) Evaluate $\sum_{k = 1}^{5} 2 \cdot 3^{k - 1}$ and $\sum_{k = 1}^{\infty} 6 \cdot (1/4)^{k - 1}$.(a) 将 $4 + 7 + 10 + 13 + 16 + 19$ 写成西格玛形式。(b) 求 $\sum_{k = 1}^{5} 2 \cdot 3^{k - 1}$ 与 $\sum_{k = 1}^{\infty} 6 \cdot (1/4)^{k - 1}$。
(a) Listed to sigma.(a) 列项化为西格玛。 Arithmetic with $a_1 = 4$, $d = 3$, $6$ terms; $k$-th term $= 3 k + 1$:等差,$a_1 = 4$、$d = 3$,共 $6$ 项;第 $k$ 项 $= 3 k + 1$:
$$ 4 + 7 + 10 + 13 + 16 + 19 \;=\; \sum_{k = 1}^{6} (3 k + 1). $$(b) Sigma to value , finite, then infinite.(b) 西格玛求值 , 先有限再无穷。 Finite geometric with $a_1 = 2$, $r = 3$, $n = 5$:有限等比,$a_1 = 2$、$r = 3$、$n = 5$:
$$ \sum_{k = 1}^{5} 2 \cdot 3^{k - 1} \;=\; 2 \cdot \frac{3^{5} - 1}{3 - 1} \;=\; 242. $$Infinite geometric with $a_1 = 6$, $r = 1/4$; since $|r| < 1$ it converges:无穷等比,$a_1 = 6$、$r = 1/4$;$|r| < 1$,收敛:
$$ \sum_{k = 1}^{\infty} 6 \cdot (1/4)^{k - 1} \;=\; \frac{6}{1 - 1/4} \;=\; 8. $$Evaluate.评注。 Always read off $a_1$, $r$ or $d$, and the bounds first, then pick the matching formula.动笔前先读出 $a_1$、$r$ 或 $d$ 以及上下界,再选对应公式。
Going deeper · Re-indexing without changing the value深入 · 在不改变数值的前提下改写索引
The summation index is a dummy variable , renamable and shiftable. Compare求和变量是哑指标 , 可重命名、可平移。对照
$$ \sum_{k = 1}^{n} a_1 r^{k - 1} \quad\text{vs}\quad \sum_{j = 0}^{n - 1} a_1 r^{j}. $$Substitute $j = k - 1$: $k = 1 \to j = 0$; $k = n \to j = n - 1$; $r^{k - 1} = r^{j}$. Different bounds, same value. This trick is essential when combining two sums whose indices don't quite line up , AP Calc BC's term-by-term differentiation of power series, IB Math HL E6's Maclaurin re-indexing, linear algebra's summation conventions. Get it clean here.令 $j = k - 1$:$k = 1 \to j = 0$;$k = n \to j = n - 1$;$r^{k - 1} = r^{j}$。上下界不同,数值相同。当两个求和的索引并不对齐时,此技巧不可或缺 , AP Calc BC 幂级数的逐项求导、IB Math HL E6 麦克劳林展开的重新编号、线性代数的求和约定皆然。此处先练熟。
Exam Strategy and Common Pitfalls考试策略与常见陷阱
- Identify the type first.先判别类型。 Arithmetic (common difference $d$) vs geometric (common ratio $r$). Compute $a_2 - a_1$ and $a_2 / a_1$ before reaching for any formula.等差(公差 $d$)还是等比(公比 $r$)。套公式前先算 $a_2 - a_1$ 与 $a_2 / a_1$。
- Sequence vs series.数列与级数之分。 Sequence is a list; series is a sum. $a_n$ is the $n$-th term; $S_n$ is the partial sum.数列是一串值,级数是其和。$a_n$ 是第 $n$ 项;$S_n$ 是部分和。
- Read $a_1$ vs $a_0$.看清 $a_1$ 与 $a_0$。 Some texts index from $1$, some from $0$. Use whichever your course uses and stay consistent.有些教材从 $1$ 起编号,有些从 $0$ 起。按你所修课程的约定保持一致即可。
- Arithmetic sum: match the form to your knowns.等差求和:按已知量选形式。 Know $a_1, a_n$? use $S_n = \tfrac{n}{2}(a_1 + a_n)$. Know $a_1, d$? use $S_n = \tfrac{n}{2}(2 a_1 + (n - 1) d)$.已知 $a_1, a_n$ 用 $S_n = \tfrac{n}{2}(a_1 + a_n)$;已知 $a_1, d$ 用 $S_n = \tfrac{n}{2}(2 a_1 + (n - 1) d)$。
- Geometric sum: orient the formula.等比求和:选好公式取向。 $S_n = a_1 (1 - r^{n})/(1 - r)$ if $|r| < 1$; $S_n = a_1 (r^{n} - 1)/(r - 1)$ if $r > 1$. Same answer, fewer sign flips.$|r| < 1$ 用 $S_n = a_1 (1 - r^{n})/(1 - r)$;$r > 1$ 用 $S_n = a_1 (r^{n} - 1)/(r - 1)$。结果相同,符号翻转更少。
- Infinite geometric: always state $|r| < 1$ first.无穷等比:先写 $|r| < 1$。 Quoting $a_1/(1 - r)$ for a divergent series is the most common slip on this topic.对发散级数硬套 $a_1/(1 - r)$ 是本课题最常见失分点。
- Arithmetic = discrete linear等差 = 离散一次函数, sum changes by constant $d$ (CCSSM
HSF-LE.A.1a: equal differences).,每步增加固定值 $d$(CCSSMHSF-LE.A.1a:等差)。 - Geometric = discrete exponential等比 = 离散指数函数, multiplied by constant $r$ (CCSSM
HSF-LE.A.1a: equal factors; BC PC12 names this both in Content and Curricular Competency).,每步乘以固定因子 $r$(CCSSMHSF-LE.A.1a:等倍;BC PC12 在内容与课程胜任力中均点名)。 - Compound interest:复利: $a_n = P(1 + r)^{n}$ is geometric with ratio $(1 + r)$. Simple interest is arithmetic.$a_n = P(1 + r)^{n}$ 是公比为 $(1 + r)$ 的等比数列。单利则为等差。
- Bounds first; count terms as $n - m + 1$.先看上下界;项数 $n - m + 1$。 Pull constants out, split sums apart, re-index freely (the index is a dummy variable).常数提取、求和分裂、自由改写索引(求和变量是哑指标)。
- $|r| < 1$ is the entire condition$|r| < 1$ 是全部条件 for infinite-geometric convergence. "$r < 1$" alone is wrong (it allows $r = -2$, which diverges).的无穷等比收敛判别。仅写 "$r < 1$"是错的(这会容许 $r = -2$,实际发散)。
- Don't confuse "converges" with "is finite."勿混淆"收敛"与"有限"。 $1 + 1 + 1 + \dots$ has partial sums $1, 2, 3, \dots$ , unbounded, diverges. Convergence is about the infinite case.$1 + 1 + 1 + \dots$ 的部分和 $1, 2, 3, \dots$ 无界 , 发散。收敛只针对无穷情形。
Flashcards闪卡
Practice Quiz练习测验
Readiness Checklist准备就绪清单
Tick each item when you can do it cold, without notes, on a first attempt.能在无笔记、首次尝试下完成时,再勾选每一项。
- State the definition of a sequence as a function on the integers (CCSSM
HSF-IF.A.3) and distinguish recursive from explicit definitions.陈述"数列即整数上的函数"的定义(CCSSMHSF-IF.A.3),并区分递推与通项两种定义。 - Translate between the recursive and explicit forms of an arithmetic sequence (CCSSM
HSF-BF.A.2).在等差数列的递推式与通项式之间互译(CCSSMHSF-BF.A.2)。 - Apply $a_n = a_1 + (n - 1) d$ to find any term given the position (Ontario MCR3U C2.2).用 $a_n = a_1 + (n - 1) d$ 由位置求项(安大略 MCR3U C2.2)。
- Recover $d$ from any two terms by $d = (a_n - a_m)/(n - m)$, and recover the position $n$ from a known value $a_n$.由任两项以 $d = (a_n - a_m)/(n - m)$ 还原公差;由已知值 $a_n$ 反推位置 $n$。
- Apply both forms of the arithmetic partial-sum formula and pick the one matching the knowns.熟练运用等差部分和的两种形式,并根据已知量选用。
- Translate between the recursive and explicit forms of a geometric sequence (CCSSM
HSF-BF.A.2).在等比数列的递推式与通项式之间互译(CCSSMHSF-BF.A.2)。 - Apply $a_n = a_1 r^{n - 1}$; recover $r$ from any two terms; and articulate the geometric-as-exponential connection (BC PC12 Content + Curricular Competency).运用 $a_n = a_1 r^{n - 1}$;由任两项还原 $r$;阐述"等比即指数"的联系(BC PC12 内容 + 课程胜任力)。
- Derive (or reproduce) the finite-geometric sum formula $S_n = a_1 (1 - r^n)/(1 - r)$ via the shift-subtract-factor trick (CCSSM
HSA-SSE.B.4).用错位相减法推导(或复述)有限等比求和公式 $S_n = a_1 (1 - r^n)/(1 - r)$(CCSSMHSA-SSE.B.4)。 - State the convergence test $|r| < 1$ for infinite geometric series and apply $S_\infty = a_1/(1 - r)$ correctly.陈述无穷等比级数的收敛判别 $|r| < 1$,并正确应用 $S_\infty = a_1/(1 - r)$。
- Convert a repeating decimal to a fraction by recognising it as an infinite geometric series.把循环小数识别为无穷等比级数并化为分数。
- Read, write, and evaluate sigma notation; count terms as $n - m + 1$; use constants-out and sum-splitting cleanly.读、写、求西格玛符号;以 $n - m + 1$ 数项;熟练运用常数提取与求和分裂。
- Solve a modelling problem (compound interest, bouncing ball, repeating decimal) by choosing arithmetic vs geometric and finite vs infinite, then quoting the right formula with units.面对建模题(复利、弹球、循环小数),先判等差/等比、有限/无穷,再套对公式并写明单位。
What This Feeds Into本单元的去向
Sequences and series are the discrete shadows of two function families you have already met (linear, exponential) and the prototype for every infinite-process technique you will meet downstream (limits, derivatives as limits, integrals as limits of Riemann sums, power series). The cross-references below point at units already shipped in this repo.数列与级数是你已熟悉的两类函数(一次、指数)的离散影子,也是后续一切"无穷过程"技术(极限、作为极限的导数、作为黎曼和极限的积分、幂级数)的原型。下方链接指向本仓库已有的相关单元。
Within High School Math.在 HS Math 内部。
Linear Functions and Systems is the continuous version of arithmetic sequences (§2): slope $=$ common difference $d$. Exponential and Logarithmic Functions is the continuous version of geometric sequences (§4): base $=$ common ratio $r$. Introduction to Limits and Calculus builds on the infinite-geometric convergence in §6 as the cleanest model for "a limit of partial sums."一次函数与方程组是等差数列(§2)的连续版本:斜率 $=$ 公差 $d$。指数与对数函数是等比数列(§4)的连续版本:底数 $=$ 公比 $r$。极限与微积分入门则把 §6 的无穷等比收敛作为"部分和的极限"最干净的范例。
Across the AP and IB feeders in this repo.本仓库中的 AP 与 IB 衔接单元。
For AP Calc BC, the §6 geometric-series test is the first named test in Unit 10 and the ratio test is its direct generalisation. For IB Math HL, A1 is the formal IB treatment of §2-7; E6 extends $\sum r^{k}$ to the Maclaurin series of $1/(1 - x)$ , convergent for $|x| < 1$ by exactly the §6 argument.对 AP Calc BC,§6 的等比级数判别是 Unit 10 第一个命名判别法,比值判别法即其直接推广。对 IB Math HL,A1 是 §2–7 的正式 IB 处理;E6 把 $\sum r^{k}$ 推广为 $1/(1 - x)$ 的麦克劳林级数 , 其 $|x| < 1$ 的收敛域恰由 §6 的论证给出。